Comparison Overview

Raymond James

VS

Principal Financial Group

Raymond James

880 Carillon Parkway, St. Petersburg, 33716, US
Last Update: 2026-04-02
View Profile
Between 750 and 799
http://www.raymondjames.com

Founded in 1962 and a public company since 1983, Raymond James Financial, Inc. is a Florida-based diversified holding company providing financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management. The firm's stock is traded on the New York Stock Exchange (RJF). Through its three broker/dealer subsidiaries, Raymond James Financial has approximately 8,700 financial advisors throughout the United States, Canada and overseas. Total client assets are $1.26 trillion (as of 10/25/2023). Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts.

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 19,076
Subsidiaries: 1
12-month incidents
0
Known data breaches
1
Attack type number
1
View Profile

Principal Financial Group

711 High St., Des Moines, Iowa, US, 50309
Last Update: 2026-04-02
Between 700 and 749
http://www.principal.com

Principal Financial Group® is dedicated to improving the wealth and well-being of people and businesses around the world—helping more than 62M customers plan, protect, invest, and retire as of December 31, 2023. Along the way, we commit to supporting the communities where we do business. Improving our planet. And building a diverse, inclusive workforce. We’re proud to be recognized as a Best Place to Work in Money Management by Pensions & Investments for the 11th consecutive year, an Ethisphere World’s Most Ethical Companies for the 12th time and as Forbes The Best Employers for Diversity 2023. Disclosure: Insurance products issued by Principal National Life Insurance Company (except in NY) and Principal Life Insurance Company®. Plan administrative services offered by Principal Life. Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities offered through Principal Securities, Inc., member SIPC and/or independent broker/dealers. Investment advisory services are offered through Principal Global Investors, LLC or its affiliates. Principal Asset Management℠ is a trade name of Principal Global Investors, LLC. Referenced companies are members of the Principal Financial Group®, Des Moines, IA 50392. ©2024 Principal Financial Services, Inc. Principal Financial Group Foundation, Inc. ("Principal® Foundation") is a duly recognized 501(c)(3) entity focused on providing philanthropic support to programs that build financial security in the communities where Principal Financial Group, Inc. ("Principal") operates. While Principal Foundation receives funding from Principal, Principal Foundation is a distinct, independent, charitable entity. Principal Foundation does not practice any form of investment advisory services and is not authorized to do so. https://www.principal.com/social-media-disclosures

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 23,891
Subsidiaries: 4
12-month incidents
0
Known data breaches
4
Attack type number
1

Compliance Badges Comparison

Security & Compliance Standards Overview

https://images.rankiteo.com/companyimages/raymond-james-financial-inc-.jpeg
Raymond James
—
ISO 27001
ISO 27001 certification not verified
Not verified
—
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
—
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
—
GDPR
GDPR certification not verified
Not verified
—
PCI DSS
PCI DSS certification not verified
Not verified
—
HIPAA
HIPAA certification not verified
Not verified
https://images.rankiteo.com/companyimages/principalfinancialgroup.jpeg
Principal Financial Group
—
ISO 27001
ISO 27001 certification not verified
Not verified
—
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
—
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
—
GDPR
GDPR certification not verified
Not verified
—
PCI DSS
PCI DSS certification not verified
Not verified
—
HIPAA
HIPAA certification not verified
Not verified
Compliance Summary
Raymond James
100%
Compliance Rate
0/4 Standards Verified
Principal Financial Group
0%
Compliance Rate
0/4 Standards Verified

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Raymond James in 2026.

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Principal Financial Group in 2026.

Incident History — Raymond James (X = Date, Y = Severity)

Raymond James cyber incidents detection timeline including parent company and subsidiaries

Incident History — Principal Financial Group (X = Date, Y = Severity)

Principal Financial Group cyber incidents detection timeline including parent company and subsidiaries

Notable Incidents

Last 3 Security & Risk Events by Company

https://images.rankiteo.com/companyimages/raymond-james-financial-inc-.jpeg
Raymond James
Incidents

Date Detected: 7/2023
Type:Breach
Attack Vector: Misconfiguration
Blog: Blog
https://images.rankiteo.com/companyimages/principalfinancialgroup.jpeg
Principal Financial Group
Incidents

Date Detected: 2/2022
Type:Breach
Attack Vector: Inadvertent Disclosure
Blog: Blog

Date Detected: 7/2021
Type:Breach
Attack Vector: Human Error (Inadvertent Exposure via Social Media)
Blog: Blog

Date Detected: 5/2021
Type:Breach
Attack Vector: Inadvertent Disclosure
Blog: Blog

FAQ

Raymond James company demonstrates a stronger AI Cybersecurity Score compared to Principal Financial Group company, reflecting its advanced cybersecurity posture governance and monitoring frameworks.

Principal Financial Group company has faced a higher number of disclosed cyber incidents historically compared to Raymond James company.

In the current year, Principal Financial Group company and Raymond James company have not reported any cyber incidents.

Neither Principal Financial Group company nor Raymond James company has reported experiencing a ransomware attack publicly.

Both Principal Financial Group company and Raymond James company have disclosed experiencing at least one data breach.

Neither Principal Financial Group company nor Raymond James company has reported experiencing targeted cyberattacks publicly.

Neither Raymond James company nor Principal Financial Group company has reported experiencing or disclosing vulnerabilities publicly.

Neither Raymond James nor Principal Financial Group holds any compliance certifications.

Neither company holds any compliance certifications.

Principal Financial Group company has more subsidiaries worldwide compared to Raymond James company.

Principal Financial Group company employs more people globally than Raymond James company, reflecting its scale as a Financial Services.

Neither Raymond James nor Principal Financial Group holds SOC 2 Type 1 certification.

Neither Raymond James nor Principal Financial Group holds SOC 2 Type 2 certification.

Neither Raymond James nor Principal Financial Group holds ISO 27001 certification.

Neither Raymond James nor Principal Financial Group holds PCI DSS certification.

Neither Raymond James nor Principal Financial Group holds HIPAA certification.

Neither Raymond James nor Principal Financial Group holds GDPR certification.

Latest Global CVEs (Not Company-Specific)

Description

A vulnerability was found in Nothings stb up to 1.26. Impacted is the function stbtt_InitFont_internal in the library stb_truetype.h of the component TTF File Handler. Performing a manipulation results in out-of-bounds read. Remote exploitation of the attack is possible. The exploit has been made public and could be used. The vendor was contacted early about this disclosure but did not respond in any way.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss2
Base: 5.0
Severity: LOW
AV:N/AC:L/Au:N/C:N/I:N/A:P
cvss3
Base: 4.3
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:R/S:U/C:N/I:N/A:L
cvss4
Base: 5.3
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:P/VC:N/VI:N/VA:L/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References
Description

V-SFT versions 6.2.10.0 and prior contain an out-of-bounds read in VS6ComFile!get_macro_mem_COM. Opening a crafted V7 file may lead to information disclosure from the affected product.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss3
Base: 7.8
Severity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:U/C:H/I:H/A:H
cvss4
Base: 8.4
Severity: LOW
CVSS:4.0/AV:L/AC:L/AT:N/PR:N/UI:A/VC:H/VI:H/VA:H/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References
Description

V-SFT versions 6.2.10.0 and prior contain a stack-based buffer overflow in VS6ComFile!CSaveData::_conv_AnimationItem. Opening a crafted V7 file may lead to arbitrary code execution on the affected product.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss3
Base: 7.8
Severity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:U/C:H/I:H/A:H
cvss4
Base: 8.4
Severity: LOW
CVSS:4.0/AV:L/AC:L/AT:N/PR:N/UI:A/VC:H/VI:H/VA:H/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References
Description

V-SFT versions 6.2.10.0 and prior contain an out-of-bounds read vulnerability in VS6MemInIF!set_temp_type_default. Opening a crafted V7 file may lead to information disclosure from the affected product.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss3
Base: 7.8
Severity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:U/C:H/I:H/A:H
cvss4
Base: 8.4
Severity: LOW
CVSS:4.0/AV:L/AC:L/AT:N/PR:N/UI:A/VC:H/VI:H/VA:H/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References
Description

V-SFT versions 6.2.10.0 and prior contain an out-of-bounds read vulnerability in VS6ComFile!load_link_inf. Opening a crafted V7 file may lead to information disclosure from the affected product.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss3
Base: 7.8
Severity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:U/C:H/I:H/A:H
cvss4
Base: 8.4
Severity: LOW
CVSS:4.0/AV:L/AC:L/AT:N/PR:N/UI:A/VC:H/VI:H/VA:H/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References