Company Details
principalfinancialgroup
23,891
199,911
52
principal.com
53
PRI_1369230
Completed


Principal Financial Group Vendor Cyber Rating & Cyber Score
principal.comPrincipal Financial Group® is dedicated to improving the wealth and well-being of people and businesses around the world—helping more than 62M customers plan, protect, invest, and retire as of December 31, 2023. Along the way, we commit to supporting the communities where we do business. Improving our planet. And building a diverse, inclusive workforce. We’re proud to be recognized as a Best Place to Work in Money Management by Pensions & Investments for the 11th consecutive year, an Ethisphere World’s Most Ethical Companies for the 12th time and as Forbes The Best Employers for Diversity 2023. Disclosure: Insurance products issued by Principal National Life Insurance Company (except in NY) and Principal Life Insurance Company®. Plan administrative services offered by Principal Life. Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities offered through Principal Securities, Inc., member SIPC and/or independent broker/dealers. Investment advisory services are offered through Principal Global Investors, LLC or its affiliates. Principal Asset Management℠ is a trade name of Principal Global Investors, LLC. Referenced companies are members of the Principal Financial Group®, Des Moines, IA 50392. ©2024 Principal Financial Services, Inc. Principal Financial Group Foundation, Inc. ("Principal® Foundation") is a duly recognized 501(c)(3) entity focused on providing philanthropic support to programs that build financial security in the communities where Principal Financial Group, Inc. ("Principal") operates. While Principal Foundation receives funding from Principal, Principal Foundation is a distinct, independent, charitable entity. Principal Foundation does not practice any form of investment advisory services and is not authorized to do so. https://www.principal.com/social-media-disclosures
Company Details
principalfinancialgroup
23,891
199,911
52
principal.com
53
PRI_1369230
Completed
Between 700 and 749

PFG Global Score (TPRM)XXXX

Description: The Maine Office of the Attorney General reported a data breach at Principal Life Insurance Company on February 11, 2022. The breach involved the inadvertent disclosure of personal information, including Social Security Numbers, affecting 137 individuals in total, with 1 resident affected. Identity theft protection services were offered for 24 months following the breach notification sent on March 15, 2022.
Description: On July 6, 2021, Principal Financial Group experienced a data breach when an employee inadvertently exposed sensitive personal information of two Maine residents via a Facebook post. The compromised data, displayed on the employee’s computer screen, included names, dates of birth, and Social Security numbers highly sensitive details that could facilitate identity theft or financial fraud. The breach was reported to the Maine Office of the Attorney General on July 22, 2021. Affected individuals were offered one year of credit monitoring through Equifax as a remedial measure. While the incident involved a limited number of victims, the exposure of Social Security numbers elevates the risk of long-term harm, including potential fraud or misuse of personal identities. The breach stemmed from human error rather than a targeted cyber attack, but the unintentional disclosure of such critical data underscores vulnerabilities in internal data-handling protocols and employee awareness training.
Description: On May 11, 2021, Principal Financial Group experienced a data breach due to the inadvertent disclosure of personally identifiable information (PII). The incident, reported to the Maine Office of the Attorney General on May 25, 2021, exposed the first names, last names, and Social Security numbers of three Maine residents. Such sensitive data exposure poses a significant risk of identity theft, prompting the company to offer affected individuals one year of identity theft protection services. The breach highlights vulnerabilities in data handling practices, particularly concerning the safeguarding of critical personal identifiers. While the scale of the breach was limited to three individuals, the nature of the compromised data Social Security numbers elevates the potential for severe consequences, including financial fraud and long-term identity misuse. The company’s response included mitigative measures, but the incident underscores the ongoing challenges in protecting sensitive customer information from unintended disclosures.
Description: The Washington State Office of the Attorney General reported that Principal Financial Group experienced a data breach on November 23, 2019, due to a software coding issue that inadvertently displayed personal information of 583 customers. The breach persisted until January 6, 2020, affecting names and Social Security numbers but reportedly did not result in any loss or theft of information.


No incidents recorded for Principal Financial Group in 2026.
No incidents recorded for Principal Financial Group in 2026.
No incidents recorded for Principal Financial Group in 2026.
PFG cyber incidents detection timeline including parent company and subsidiaries

Principal Financial Group® is dedicated to improving the wealth and well-being of people and businesses around the world—helping more than 62M customers plan, protect, invest, and retire as of December 31, 2023. Along the way, we commit to supporting the communities where we do business. Improving our planet. And building a diverse, inclusive workforce. We’re proud to be recognized as a Best Place to Work in Money Management by Pensions & Investments for the 11th consecutive year, an Ethisphere World’s Most Ethical Companies for the 12th time and as Forbes The Best Employers for Diversity 2023. Disclosure: Insurance products issued by Principal National Life Insurance Company (except in NY) and Principal Life Insurance Company®. Plan administrative services offered by Principal Life. Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities offered through Principal Securities, Inc., member SIPC and/or independent broker/dealers. Investment advisory services are offered through Principal Global Investors, LLC or its affiliates. Principal Asset Management℠ is a trade name of Principal Global Investors, LLC. Referenced companies are members of the Principal Financial Group®, Des Moines, IA 50392. ©2024 Principal Financial Services, Inc. Principal Financial Group Foundation, Inc. ("Principal® Foundation") is a duly recognized 501(c)(3) entity focused on providing philanthropic support to programs that build financial security in the communities where Principal Financial Group, Inc. ("Principal") operates. While Principal Foundation receives funding from Principal, Principal Foundation is a distinct, independent, charitable entity. Principal Foundation does not practice any form of investment advisory services and is not authorized to do so. https://www.principal.com/social-media-disclosures

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Explore insights on cybersecurity incidents, risk posture, and Rankiteo's assessments.
The official website of Principal Financial Group is http://www.principal.com.
According to Rankiteo, Principal Financial Group’s AI-generated cybersecurity score is 706, reflecting their Moderate security posture.
According to Rankiteo, Principal Financial Group currently holds 0 security badges, indicating that no recognized compliance certifications are currently verified for the organization.
According to Rankiteo, Principal Financial Group has not been affected by any supply chain cyber incidents, and no incident IDs are currently listed for the organization.
According to Rankiteo, Principal Financial Group is not certified under SOC 2 Type 1.
According to Rankiteo, Principal Financial Group does not hold a SOC 2 Type 2 certification.
According to Rankiteo, Principal Financial Group is not listed as GDPR compliant.
According to Rankiteo, Principal Financial Group does not currently maintain PCI DSS compliance.
According to Rankiteo, Principal Financial Group is not compliant with HIPAA regulations.
According to Rankiteo,Principal Financial Group is not certified under ISO 27001, indicating the absence of a formally recognized information security management framework.
Principal Financial Group operates primarily in the Financial Services industry.
Principal Financial Group employs approximately 23,891 people worldwide.
Principal Financial Group presently has no subsidiaries across any sectors.
Principal Financial Group’s official LinkedIn profile has approximately 199,911 followers.
Principal Financial Group is classified under the NAICS code 52, which corresponds to Finance and Insurance.
No, Principal Financial Group does not have a profile on Crunchbase.
Yes, Principal Financial Group maintains an official LinkedIn profile, which is actively utilized for branding and talent engagement, which can be accessed here: https://www.linkedin.com/company/principalfinancialgroup.
As of April 02, 2026, Rankiteo reports that Principal Financial Group has experienced 4 cybersecurity incidents.
Principal Financial Group has an estimated 31,537 peer or competitor companies worldwide.
Incident Types: The types of cybersecurity incidents that have occurred include Breach.
Detection and Response: The company detects and responds to cybersecurity incidents through an communication strategy with breach notification sent on march 15, 2022, and third party assistance with equifax (credit monitoring services), and remediation measures with offered 1 year of credit monitoring to affected individuals, and communication strategy with public disclosure via maine ag office, and remediation measures with offered identity theft protection services for one year to affected individuals, and communication strategy with public disclosure via maine office of the attorney general..
Title: Principal Life Insurance Company Data Breach
Description: The Maine Office of the Attorney General reported that Principal Life Insurance Company experienced a data breach involving inadvertent disclosure of personal information on February 11, 2022. The breach affected 137 individuals in total, with 1 resident affected, and included Social Security Numbers. Identity theft protection services were offered for 24 months following the breach notification sent on March 15, 2022.
Date Detected: 2022-02-11
Date Publicly Disclosed: 2022-03-15
Type: Data Breach
Attack Vector: Inadvertent Disclosure
Title: Principal Financial Group Data Breach
Description: A software coding issue inadvertently displayed personal information of 583 customers, including names and Social Security numbers.
Date Detected: 2019-11-23
Date Resolved: 2020-01-06
Type: Data Breach
Attack Vector: Software Coding Issue
Vulnerability Exploited: Software Coding Issue
Title: Principal Financial Group Data Breach (2021)
Description: The Maine Office of the Attorney General reported a data breach involving Principal Financial Group on July 22, 2021. The breach occurred on July 6, 2021, due to personal information being inadvertently displayed on a Principal employee's computer screen in a Facebook post, affecting 2 Maine residents. Compromised information included names, dates of birth, and Social Security numbers, and impacted individuals were offered one year of credit monitoring services from Equifax.
Date Detected: 2021-07-06
Date Publicly Disclosed: 2021-07-22
Type: Data Breach (Unintentional Disclosure)
Attack Vector: Human Error (Inadvertent Exposure via Social Media)
Title: Principal Financial Group Data Breach (May 2021)
Description: On May 25, 2021, the Maine Office of the Attorney General reported a data breach involving Principal Financial Group. The breach occurred on May 11, 2021, due to inadvertent disclosure of personally identifiable information (PII) affecting three Maine residents. The exposed data included first names, last names, and Social Security numbers. Identity theft protection services were offered to the affected individuals for one year.
Date Detected: 2021-05-11
Date Publicly Disclosed: 2021-05-25
Type: Data Breach
Attack Vector: Inadvertent Disclosure
Common Attack Types: The most common types of attacks the company has faced is Breach.

Data Compromised: Social security numbers
Identity Theft Risk: High

Data Compromised: Names, Social security numbers

Data Compromised: Names, Dates of birth, Social security numbers
Brand Reputation Impact: Potential (Limited to 2 individuals)
Identity Theft Risk: High (PII exposed)

Data Compromised: First names, Last names, Social security numbers
Brand Reputation Impact: Potential reputational harm due to exposure of sensitive PII
Identity Theft Risk: High (PII including SSNs exposed)
Commonly Compromised Data Types: The types of data most commonly compromised in incidents are Social Security Numbers, Names, Social Security Numbers, , Personally Identifiable Information (Pii), , Personally Identifiable Information (Pii) and .

Entity Name: Principal Life Insurance Company
Entity Type: Insurance Company
Industry: Insurance
Customers Affected: 137

Entity Name: Principal Financial Group
Entity Type: Financial Services
Industry: Finance
Customers Affected: 583

Entity Name: Principal Financial Group
Entity Type: Financial Services
Industry: Insurance/Investment Management
Location: Des Moines, Iowa, USA
Customers Affected: 2 (Maine residents)

Entity Name: Maine Office of the Attorney General
Entity Type: Government (State Regulatory Body)
Industry: Legal/Regulatory
Location: Augusta, Maine, USA

Entity Name: Principal Financial Group
Entity Type: Financial Services
Industry: Insurance and Investment Management
Location: Des Moines, Iowa, USA
Customers Affected: 3 (Maine residents)

Communication Strategy: Breach notification sent on March 15, 2022

Third Party Assistance: Equifax (Credit Monitoring Services)
Remediation Measures: Offered 1 year of credit monitoring to affected individuals
Communication Strategy: Public disclosure via Maine AG office

Remediation Measures: Offered identity theft protection services for one year to affected individuals
Communication Strategy: Public disclosure via Maine Office of the Attorney General
Third-Party Assistance: The company involves third-party assistance in incident response through Equifax (Credit Monitoring Services).

Type of Data Compromised: Social Security Numbers
Number of Records Exposed: 137
Sensitivity of Data: High
Personally Identifiable Information: Social Security Numbers

Type of Data Compromised: Names, Social security numbers
Number of Records Exposed: 583
Sensitivity of Data: High

Type of Data Compromised: Personally identifiable information (pii)
Number of Records Exposed: 2
Sensitivity of Data: High (SSNs included)
Data Exfiltration: No (Unintentional display)
Personally Identifiable Information: NamesDates of BirthSocial Security Numbers

Type of Data Compromised: Personally identifiable information (pii)
Number of Records Exposed: 3
Sensitivity of Data: High (includes Social Security Numbers)
Personally Identifiable Information: First NamesLast NamesSocial Security Numbers
Prevention of Data Exfiltration: The company takes the following measures to prevent data exfiltration: Offered 1 year of credit monitoring to affected individuals, Offered identity theft protection services for one year to affected individuals.

Regulatory Notifications: Maine Office of the Attorney General

Regulatory Notifications: Maine Office of the Attorney General

Regulatory Notifications: Maine Office of the Attorney General

Source: Maine Office of the Attorney General

Source: Washington State Office of the Attorney General

Source: Maine Office of the Attorney General

Source: Maine Office of the Attorney General
Additional Resources: Stakeholders can find additional resources on cybersecurity best practices at and Source: Maine Office of the Attorney General, and Source: Washington State Office of the Attorney General, and Source: Maine Office of the Attorney General, and Source: Maine Office of the Attorney General.

Investigation Status: Disclosed (No further details provided)

Investigation Status: Disclosed; no further details provided
Communication of Investigation Status: The company communicates the status of incident investigations to stakeholders through Breach notification sent on March 15, 2022, Public disclosure via Maine AG office and Public disclosure via Maine Office of the Attorney General.

Customer Advisories: Identity theft protection services offered for 24 months

Customer Advisories: Credit monitoring services offered to affected individuals

Customer Advisories: Identity theft protection services offered for one year
Advisories Provided: The company provides the following advisories to stakeholders and customers following an incident: were Identity theft protection services offered for 24 months, Credit monitoring services offered to affected individuals and Identity theft protection services offered for one year.

Root Causes: Software Coding Issue

Root Causes: Human error (inadvertent exposure of PII on social media)

Root Causes: Inadvertent disclosure of PII
Corrective Actions: Offered identity theft protection services to affected individuals
Post-Incident Analysis Process: The company's process for conducting post-incident analysis is described as Equifax (Credit Monitoring Services).
Corrective Actions Taken: The company has taken the following corrective actions based on post-incident analysis: Offered identity theft protection services to affected individuals.
Most Recent Incident Detected: The most recent incident detected was on 2022-02-11.
Most Recent Incident Publicly Disclosed: The most recent incident publicly disclosed was on 2021-05-25.
Most Recent Incident Resolved: The most recent incident resolved was on 2020-01-06.
Most Significant Data Compromised: The most significant data compromised in an incident were Social Security Numbers, , Names, Social Security numbers, , Names, Dates of Birth, Social Security Numbers, , First Names, Last Names, Social Security Numbers and .
Third-Party Assistance in Most Recent Incident: The third-party assistance involved in the most recent incident was Equifax (Credit Monitoring Services).
Most Sensitive Data Compromised: The most sensitive data compromised in a breach were Social Security numbers, Last Names, First Names, Dates of Birth, Names and Social Security Numbers.
Number of Records Exposed in Most Significant Breach: The number of records exposed in the most significant breach was 725.0.
Most Recent Source: The most recent source of information about an incident are Washington State Office of the Attorney General and Maine Office of the Attorney General.
Current Status of Most Recent Investigation: The current status of the most recent investigation is Disclosed (No further details provided).
Most Recent Customer Advisory: The most recent customer advisory issued were an Identity theft protection services offered for 24 months, Credit monitoring services offered to affected individuals and Identity theft protection services offered for one year.
Most Significant Root Cause: The most significant root cause identified in post-incident analysis was Software Coding Issue, Human error (inadvertent exposure of PII on social media), Inadvertent disclosure of PII.
Most Significant Corrective Action: The most significant corrective action taken based on post-incident analysis was Offered identity theft protection services to affected individuals.
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A vulnerability was found in Nothings stb up to 1.26. Impacted is the function stbtt_InitFont_internal in the library stb_truetype.h of the component TTF File Handler. Performing a manipulation results in out-of-bounds read. Remote exploitation of the attack is possible. The exploit has been made public and could be used. The vendor was contacted early about this disclosure but did not respond in any way.
V-SFT versions 6.2.10.0 and prior contain an out-of-bounds read in VS6ComFile!get_macro_mem_COM. Opening a crafted V7 file may lead to information disclosure from the affected product.
V-SFT versions 6.2.10.0 and prior contain a stack-based buffer overflow in VS6ComFile!CSaveData::_conv_AnimationItem. Opening a crafted V7 file may lead to arbitrary code execution on the affected product.
V-SFT versions 6.2.10.0 and prior contain an out-of-bounds read vulnerability in VS6MemInIF!set_temp_type_default. Opening a crafted V7 file may lead to information disclosure from the affected product.
V-SFT versions 6.2.10.0 and prior contain an out-of-bounds read vulnerability in VS6ComFile!load_link_inf. Opening a crafted V7 file may lead to information disclosure from the affected product.

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