Comparison Overview

Raymond James

VS

Fidelity Investments

Raymond James

880 Carillon Parkway, St. Petersburg, 33716, US
Last Update: 2026-04-02
View Profile
Between 750 and 799
http://www.raymondjames.com

Founded in 1962 and a public company since 1983, Raymond James Financial, Inc. is a Florida-based diversified holding company providing financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management. The firm's stock is traded on the New York Stock Exchange (RJF). Through its three broker/dealer subsidiaries, Raymond James Financial has approximately 8,700 financial advisors throughout the United States, Canada and overseas. Total client assets are $1.26 trillion (as of 10/25/2023). Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts.

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 19,076
Subsidiaries: 1
12-month incidents
0
Known data breaches
1
Attack type number
1
View Profile

Fidelity Investments

245 Summer St, Boston, MA, US, 02210
Last Update: 2026-04-01
Between 700 and 749
http://www.fidelity.com

Fidelity’s mission is to strengthen the financial well-being of our customers and deliver better outcomes for the clients and businesses we serve. Fidelity’s strength comes from the scale of our diversified, market-leading financial services businesses that serve individuals, families, employers, wealth management firms, and institutions. With assets under administration of $15.0 trillion, including discretionary assets of $5.9 trillion as of March 31, 2025, we focus on meeting the unique needs of a broad and growing customer base. Privately held for 78 years, Fidelity employs more than 77,000 associates across the United States, Ireland, and India. For our Terms and Conditions, please visit http://go.fidelity.com/LIterms

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 84,396
Subsidiaries: 10
12-month incidents
0
Known data breaches
3
Attack type number
3

Compliance Badges Comparison

Security & Compliance Standards Overview

https://images.rankiteo.com/companyimages/raymond-james-financial-inc-.jpeg
Raymond James
—
ISO 27001
ISO 27001 certification not verified
Not verified
—
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
—
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
—
GDPR
GDPR certification not verified
Not verified
—
PCI DSS
PCI DSS certification not verified
Not verified
—
HIPAA
HIPAA certification not verified
Not verified
https://images.rankiteo.com/companyimages/fidelity-investments.jpeg
Fidelity Investments
—
ISO 27001
ISO 27001 certification not verified
Not verified
—
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
—
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
—
GDPR
GDPR certification not verified
Not verified
—
PCI DSS
PCI DSS certification not verified
Not verified
—
HIPAA
HIPAA certification not verified
Not verified
Compliance Summary
Raymond James
100%
Compliance Rate
0/4 Standards Verified
Fidelity Investments
0%
Compliance Rate
0/4 Standards Verified

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Raymond James in 2026.

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Fidelity Investments in 2026.

Incident History — Raymond James (X = Date, Y = Severity)

Raymond James cyber incidents detection timeline including parent company and subsidiaries

Incident History — Fidelity Investments (X = Date, Y = Severity)

Fidelity Investments cyber incidents detection timeline including parent company and subsidiaries

Notable Incidents

Last 3 Security & Risk Events by Company

https://images.rankiteo.com/companyimages/raymond-james-financial-inc-.jpeg
Raymond James
Incidents

Date Detected: 7/2023
Type:Breach
Attack Vector: Misconfiguration
Blog: Blog
https://images.rankiteo.com/companyimages/fidelity-investments.jpeg
Fidelity Investments
Incidents

Date Detected: 12/2025
Type:Cyber Attack
Attack Vector: Malicious domains, credential harvesting, RMM tools
Motivation: Financial gain, data theft
Blog: Blog

Date Detected: 8/2024
Type:Breach
Blog: Blog

Date Detected: 1/2024
Type:Breach
Blog: Blog

FAQ

Raymond James company demonstrates a stronger AI Cybersecurity Score compared to Fidelity Investments company, reflecting its advanced cybersecurity posture governance and monitoring frameworks.

Fidelity Investments company has faced a higher number of disclosed cyber incidents historically compared to Raymond James company.

In the current year, Fidelity Investments company and Raymond James company have not reported any cyber incidents.

Neither Fidelity Investments company nor Raymond James company has reported experiencing a ransomware attack publicly.

Both Fidelity Investments company and Raymond James company have disclosed experiencing at least one data breach.

Fidelity Investments company has reported targeted cyberattacks, while Raymond James company has not reported such incidents publicly.

Fidelity Investments company has disclosed at least one vulnerability, while Raymond James company has not reported such incidents publicly.

Neither Raymond James nor Fidelity Investments holds any compliance certifications.

Neither company holds any compliance certifications.

Fidelity Investments company has more subsidiaries worldwide compared to Raymond James company.

Fidelity Investments company employs more people globally than Raymond James company, reflecting its scale as a Financial Services.

Neither Raymond James nor Fidelity Investments holds SOC 2 Type 1 certification.

Neither Raymond James nor Fidelity Investments holds SOC 2 Type 2 certification.

Neither Raymond James nor Fidelity Investments holds ISO 27001 certification.

Neither Raymond James nor Fidelity Investments holds PCI DSS certification.

Neither Raymond James nor Fidelity Investments holds HIPAA certification.

Neither Raymond James nor Fidelity Investments holds GDPR certification.

Latest Global CVEs (Not Company-Specific)

Description

A vulnerability was found in Nothings stb up to 1.26. Impacted is the function stbtt_InitFont_internal in the library stb_truetype.h of the component TTF File Handler. Performing a manipulation results in out-of-bounds read. Remote exploitation of the attack is possible. The exploit has been made public and could be used. The vendor was contacted early about this disclosure but did not respond in any way.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss2
Base: 5.0
Severity: LOW
AV:N/AC:L/Au:N/C:N/I:N/A:P
cvss3
Base: 4.3
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:R/S:U/C:N/I:N/A:L
cvss4
Base: 5.3
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:P/VC:N/VI:N/VA:L/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References
Description

V-SFT versions 6.2.10.0 and prior contain an out-of-bounds read in VS6ComFile!get_macro_mem_COM. Opening a crafted V7 file may lead to information disclosure from the affected product.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss3
Base: 7.8
Severity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:U/C:H/I:H/A:H
cvss4
Base: 8.4
Severity: LOW
CVSS:4.0/AV:L/AC:L/AT:N/PR:N/UI:A/VC:H/VI:H/VA:H/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References
Description

V-SFT versions 6.2.10.0 and prior contain a stack-based buffer overflow in VS6ComFile!CSaveData::_conv_AnimationItem. Opening a crafted V7 file may lead to arbitrary code execution on the affected product.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss3
Base: 7.8
Severity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:U/C:H/I:H/A:H
cvss4
Base: 8.4
Severity: LOW
CVSS:4.0/AV:L/AC:L/AT:N/PR:N/UI:A/VC:H/VI:H/VA:H/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References
Description

V-SFT versions 6.2.10.0 and prior contain an out-of-bounds read vulnerability in VS6MemInIF!set_temp_type_default. Opening a crafted V7 file may lead to information disclosure from the affected product.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss3
Base: 7.8
Severity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:U/C:H/I:H/A:H
cvss4
Base: 8.4
Severity: LOW
CVSS:4.0/AV:L/AC:L/AT:N/PR:N/UI:A/VC:H/VI:H/VA:H/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References
Description

V-SFT versions 6.2.10.0 and prior contain an out-of-bounds read vulnerability in VS6ComFile!load_link_inf. Opening a crafted V7 file may lead to information disclosure from the affected product.

Published
Date
2026-04-01
Updated
Date
2026-04-01
Risk Information
cvss3
Base: 7.8
Severity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:U/C:H/I:H/A:H
cvss4
Base: 8.4
Severity: LOW
CVSS:4.0/AV:L/AC:L/AT:N/PR:N/UI:A/VC:H/VI:H/VA:H/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
References